Senior Compliance Analyst
MGA
Remote Working
Up to £55,000 + Bonus & Excellent Benefits
Are you looking to take the next step in your compliance career within a growing, forward-thinking insurance business?
We're working with a specialist Managing General Agent (MGA) looking to recruit a Senior Compliance Analyst to join its Compliance & Risk team. This is a fantastic opportunity for someone with around 1-2 years' experience in the insurance market who wants to develop their technical knowledge, gain broader exposure and build a long-term career in compliance.
The business offers a fantastic culture and working environment, with a collaborative, supportive team and a genuine opportunity to learn and progress. The role is remote-first, with the option to attend the London office.
The Role
Working closely with the Head of Compliance & Risk and wider team, you'll support a broad range of compliance and risk activities across the business and its network of insurance intermediaries.
Responsibilities will include:
Supporting compliance monitoring, file reviews and thematic reviews across Appointed Representatives and insurance intermediaries.
Producing compliance MI and reports for senior management and Board committees.
Maintaining compliance policies, procedures and regulatory documentation.
Supporting complaints handling, breach reporting, investigations and root-cause analysis.
Assisting with FCA regulatory developments, Consumer Duty and SM&CR requirements.
Supporting data protection activities, including Data Subject Access Requests.
Maintaining training and competence records and supporting compliance training.
Contributing to the enterprise risk management framework, risk assessments and risk register.
Tracking remediation actions and helping ensure issues are resolved effectively.
About You
We're keen to speak with individuals who have a solid grounding in compliance and are enthusiastic about developing their career within the insurance market.
Ideally, you will have:
Around 1-2 years' experience in compliance, risk or regulatory support, preferably within insurance or financial services.
An understanding of the FCA regulatory framework, including Consumer Duty and SM&CR.
Strong attention to detail and good written and verbal communication skills.
Confidence working with data, Excel and compliance reporting.
A proactive approach, with the ability to manage competing priorities and work collaboratively.
A desire to learn, take on responsibility and work towards further professional qualifications, such as CII or ICA.
Exposure to an MGA, Appointed Representative oversight or delegated authority arrangements would be advantageous, but is not essential.