A well-established London Market insurance business is looking to hire a Assistant Compliance Manager to support the ongoing development and delivery of its Compliance framework. This role will play a key part in ensuring the business operates in line with Lloyd’s, FCA and PRA regulatory requirements, while promoting a strong compliance culture across the organisation.
Key duties
Support the development and delivery of the Compliance Framework and Annual Compliance Plan
Conduct sanctions, broker & coverholder due diligence
Assist in managing compliance breaches, incidents and near misses
Support regulatory reporting processes and compliance monitoring activities
Provide support on regulatory compliance matters across the business
Support SMCR processes and governance reporting
Assist with committee and governance forums, including preparation of papers
Engage with internal stakeholders across underwriting, operations and risk functions
Support the delivery of compliance training
Help promote a strong compliance culture across the organisation
Experience Required
Current experience working within a Compliance function in the London Insurance Market (essential)
Good understanding of UK insurance regulation, including the FCA Handbook
Experience supporting conduct risk, sanctions, or regulatory compliance activities
Strong analytical, organisational and communication skills
Comfortable engaging with stakeholders across the business