James Phillip Financial Recruitment are working with a local Chartered Wealth firm looking for an exceptional candidate to take over a book of clients from a retiring adviser. Great opportunity to learn the role and about the clients with the adviser.

Duties

• Attending meetings with WM and keeping accurate records to ensure that the clients’ files are kept fully up to date and where applicable, attending clients’ premises to complete paperwork, and gather further data and information pertinent to the sales process.
• Gather data following fact-finding by CF30 qualified advisers and create strategic planning documents ensuring fact finds are completed in line with sales process;
• Complete report research notes with the adviser to ensure that when a report is completed, it is exactly in line with what the CF30 qualified individual requires;
• Do research as is required for product recommendations that do not form part of the master research files and if required, obtain sign off from compliance;
• Write reports and recommendations for clients in line with their requirements and expectations to ensure the sales process is adhered to, and that the standards of reporting in line with FCA conduct

Within this role the individual will be expected to develop, and we would expect that within 18 to 24 months they will start to take on their own clients. After this initial period, they will spend the next 12 months to 3 years working towards becoming a chartered wealth manager.

Ideal Candidate:

Qualifications Required – Certificate and Diploma R02 – R06

Qualifications to be taken – Expected to take J05, J02, J03, AF7 - paid by client

Experience Required – Ideally a Senior Account Manager or Paraplanner for 12 – 24 months, or previous experience in a similar role

Salary £45-£50k plus bonus plus excellent benefits.